Compliance Archives

Revolutionizing Financial & Regulatory Compliance Reconciliation

Webinar Presented by EPAM & BroadPeak “Revolutionizing Financial & Regulatory Compliance Reconciliation: Introducing ‘K3 Reconciliation’” Join EPAM and BroadPeak for a FREE webinar introducing ‘K3 Reconciliation’, a revolutionary solution for financial and regulatory compliance. Learn about the new derivatives trade reporting obligations in Europe under EMIR REFIT, with ESMA. Gain insights into EMIR REFIT’s complexities, […]

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All the Speculation: Mitsubishi $350MM Loss

Perspective / Gordon Allott

Try not to roll your eyes. Another rogue trader. It’s pretty early days, but we can probably make some reasonable assumptions about what happened based on Mitsubishi’s Petro Diamond Singapore division’s brief explanation: Mitsubishi Petro Diamond Singapore stated the trader, “Was discovered to have been repeatedly engaging in unauthorized derivatives transactions and disguising them to

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SDR/TR | Standardi (Z or S) ation

Perspective / Gordon Allott

StandardiZation, StandardiSation. Why can’t we all just agree??? With the Dodd-Frank SDR reporting inching slow ahead to full steam in the US, how have we fared thus far? Truthfully? Not so well! Why? Well one does not need to go any further than to take a peek at what’s on the CFTC’s mind. And what

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