Regulatory reporting for energy and
commodity trading firms
Automated, not manual
Regulatory reporting is often manual, fragmented, and time-consuming. Global rules like Dodd-Frank, EMIR, and REMIT require timely, accurate trade submissions. BroadPeak’s Regulatory Reporting solution, built for energy and commodity trading firms, simplifies this with pre-built adapters for trade repositories including ICE Trade Vault, DTCC, CME SDR, Equias, and LSEG Post-Trade. Unlike other solutions our approach is fully automated.
Reporting made easy
Streamlined and automated
Avoid the manual effort of traditional reporting with BroadPeak’s Regulatory Reporting solution. Out-of-the-box connectivity to major trade repositories and automated workflows reduce operational burden and keep energy and commodity trading firms ahead of compliance.
When rules change, BroadPeak clients adapt in hours, not months. No vendor delays or resource-heavy rewrites, just immediate control over your data and reporting logic.
Repository connectivity
BroadPeak maps and routes trades directly from your system of record to the swap data repository, transforming each trade into the required format before submission.
Live confirmations
Get real time confirmations and instant alerts on submission errors to avoid penalties, and keep your reporting on track.
End-to-end transparency
BroadPeak's Regulatory Reporting solution maintains a complete, time-stamped record of all your regulatory reporting activity. Every trade and data payload is fully traceable, giving you total visibility into what was sent, when, and how, across all trade repositories.
Cross jurisdictional
Ensure compliance across major global regimes, including EU and UK EMIR, EU REMIT, Dodd-Frank, CFTC Part 43, EU and UK MiFID II, Singapore MAS, Australian ASIC, Canadian CSA, Swiss FinfraG, Hong Kong HKMA, and Japan JFSA, with a platform purpose-built for cross-jurisdictional reporting.
Self service
Adapt to new products, trade types, or markets without waiting on IT. Update reporting through the web interface directly to meet evolving repository standards.
Error free
Regulatory data cannot be left to chance. BroadPeak is built from the ground up to ensure every data payload moves smoothly and reaches its destination accurately and securely.
Take control of reporting
Every submission, correction, and confirmation is logged against the trade it came from, so when a regulator or an internal audit asks what was reported and when, the answer is a lookup, not a reconstruction.
Out-of-the-box connectivity
Faster reporting
BroadPeak’s prebuilt adapters provide energy and commodity trading firms with out-of-the-box connectivity to global repositories.
Frequently asked questions
What energy and commodity trading firms ask about BroadPeak’s Regulatory Reporting solution.
Which regulatory regimes does BroadPeak support?
BroadPeak supports reporting across major global regimes including EU and UK EMIR, EU REMIT, Dodd-Frank, CFTC Part 43, EU and UK MiFID II, Singapore MAS, Australian ASIC, Canadian CSA, Swiss FinfraG, Hong Kong HKMA, and Japan JFSA reporting.
How does BroadPeak stay current with repositories as they change?
BroadPeak maintains direct, ongoing relationships with major repositories, acting as an early adopter and tester for upcoming technical changes rather than waiting for changes to break existing connections.
Can we see the status of our submissions across all repositories in one place?
Yes. A reporting dashboard shows status tracking and validation outcomes across every connected repository, with drill-down into individual records and trend analysis across performance over time.
Does BroadPeak support both real-time and batch submissions?
Yes. Trades can be submitted in real time as they occur, or in batch for firms that process submissions on a schedule rather than trade by trade.
What source systems can feed into regulatory reporting?
BroadPeak pulls from your E/CTRM, internal databases, and flat files, and integrates with the internal and external systems you already run.
Fortune 500 agri firm meets regulatory deadlines with ease
The client avoided an estimated $655,000 in development costs while meeting its regulatory deadlines.
Our network
10+ years of close collaboration with global repositories
Perspectives
Insights
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