Online Panel Discussion/Webinar Watch the replay of our recent Webinar moderated by Gordon Allott featuring an expert panel: Summer K. MersingerCommissioner, CFTC Frank HaydenVP, Trading Compliance, Calpine Roger TanCretiRegional Head of Compliance, Gunvor USA Patrick SwartzerDirector – ICE Futures U.S. Market Regulation
Pragmatic Commodity Surveillance in Unprecedented Times Read More »
Allegedly! It’s America after all, and we love that word. But, it is the question that people keep asking. “What exactly did the JP Morgan precious metals traders actually do that got them into so much trouble?” It’s a case study in spoofing. Here’s what you need to know. A spoof is a market order
What the JP Morgan Traders Actually Did Read More »
“Play stupid games. Win stupid prizes.” Trade surveillance is not child’s play as demonstrated in the recent conviction of two Deutsche Bank commodity traders who were indicted, convicted and now sentenced to a year and a day in prison. The felonious conduct? Spoofing. What is spoofing? Explain it to me like I am new to
K3 Trade Surveillance: Spoofing For Jail Time Read More »
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