Author name: Sharon Reaves

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Revolutionizing Financial & Regulatory Compliance Reconciliation

Webinar Presented by EPAM & BroadPeak “Revolutionizing Financial & Regulatory Compliance Reconciliation: Introducing ‘K3 Reconciliation’” Join EPAM and BroadPeak for a FREE webinar introducing ‘K3 Reconciliation‘, a revolutionary solution for financial and regulatory compliance. Learn about the new derivatives trade reporting obligations in Europe under EMIR REFIT, with ESMA. Gain insights into EMIR REFIT’s complexities, […]

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How K3 Limits Became the Gold Standard in Calculating Exchange Position Limits

In today’s rapidly evolving regulatory landscape, many asset managers struggle keeping track of their compliance status. With regulations and trading parameters becoming ever more complex, ensuring compliance can be a challenging endeavor. Enter K3 Limits – the revolutionary tool that has quickly become the industry standard in calculating exchange position limits. Consider the recent incident

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Graphic for Pragmatic Commodity Surveillance Webinar with four panelists

Pragmatic Commodity Surveillance in Unprecedented Times

Pragmatic Commodity Surveillance in Unprecedented Times: Online Panel Discussion and Webinar Watch the replay of our recent Webinar moderated by Gordon Allott featuring an expert panel: Summer K. MersingerCommissioner,  CFTC Frank HaydenVP, Trading Compliance, Calpine Roger TanCretiRegional Head of Compliance, Gunvor USA Patrick SwartzerDirector – ICE Futures U.S. Market Regulation

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Aged, Application, Stalker, Spy

There’s a great saying. “It’s good to watch your competition, just don’t stare.” Pega Systems, a four billion dollar company, just got hit with a two billion dollar judgment for corporate espionage against Appian. Talk about getting caught gawking. Pega, is of course, in the fight of its life. A two billion judgment will destroy the

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Redshift with K3

How to easily load data (from anywhere!) into Redshift with K3 See K3’s intuitive interface in action It’s no secret… everyone loves Snowflake. In case you’re not familiar, Snowflake is the data warehouse that famously separated processing power from storage power and then made storage really cheap. So if you have a lot of (even

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Snowflake with K3

How to easily load data (from anywhere!) into Snowflake with K3 See K3’s intuitive interface in action It’s no secret… everyone loves Snowflake. In case you’re not familiar, Snowflake is the data warehouse that famously separated processing power from storage power and then made storage really cheap. So if you have a lot of (even

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Value Creed and BroadPeak support firms on eConfirm using K3

Value Creed knows eConfirm, and BroadPeak is honored to be a synergistic partner in this space. Top trading firms trust Value Creed as the experts in Commodity Trading and Risk Management (CTRM). Value Creed knows eConfirm, and BroadPeak is honored to be a synergistic partner in this space, providing user-friendly mappings and rules for trade confirmation, an audit trail

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This is Probably a Final Warning

On June 10, 2022, the CFTC Division of Data (“Division of Data”) released a Staff Advisory (Letter No. 22-06) entitled “Reporting of Errors and Omissions in Previously Reported Data.”  The Division of Data seeks to address the high volume of bilateral swaps incorrectly denoted as live when in fact they are cancelled. The Takeaway: “Continuation Data” is squarely on the

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