Position Limits Archives

How K3 Limits Became the Gold Standard in Calculating Exchange Position Limits

In today’s rapidly evolving regulatory landscape, many asset managers struggle keeping track of their compliance status. With regulations and trading parameters becoming ever more complex, ensuring compliance can be a challenging endeavor. Enter K3 Limits – the revolutionary tool that has quickly become the industry standard in calculating exchange position limits. Consider the recent incident […]

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Pigs Fly: We now have Federal Position Limits (Dodd Frank Limits)

We admit. We said it. “Dodd-Frank limits will never happen.” Well, foot please meet mouth. The CFTC just passed Dodd-Frank limits. This has to be one of the most active (and productive) Commissions we have ever seen. In the past month they dropped both the re-write of Dodd Frank Reporting (couldn’t come soon enough) and

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Position Limits

Top 5 Energy Merchant Utilizes BroadPeak’s Compliance Tech For Optimal Risk Management

Industry: Energy and Commodity
Product: BroadPeak’s K3 Data Integration platform, Position Limits module, Regulatory Reporting module
Purpose: The clients was seeking for a scalable and reliable solution to achieve compliance with various regulatory requirements.

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Commodity Trading, Data Integration, Position Limits, Regulatory Reporting

Global Oil Giant Stabilizes Risk Management Capabilities Using BroadPeak’s K3

Industry: Oil
Product: BroadPeak’s K3 Data Integration platform, Position Limits module, Regulatory Reporting module
Purpose: A solution for regulatory reporting, offering plug-and-play trade data transformation and sending.

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Data Integration, Oil and Gas, Position Limits, Regulatory Reporting

JPM Fined $800K for Surveillance Failure

Surveillance is a dilemma. Busy? Yea, us too. It’s been a crazy couple of months. Besides MiFID II projects, BroadPeak is rolling out a whole bunch of new stuff at the end of summer! More on that in a bit… JP Morgan got fined $800,000 for trade surveillance failures. There’s some commentary HERE and the

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Position Limits, Trade Surveillance

green question marks painted on trees in forest

MiFID II Webinar Q&A With AIMA, Katten and Broadpeak

AIMA, BroadPeak and Katten Muchin Rosenman had a great webinar and Question and Answer session last week on MiFID II transaction reporting and position limits. We had just over 350 attendees and could not quite get to all the questions. So, we have put our heads together and are publishing the first set of questions

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Events, Position Limits, Regulatory Reporting

The 4 Biggest Trading Limits Mistakes

Trading Limits. It’s been wisely said before that “Little details have special talents at causing big problems”. In time for Dodd-Frank and MiFID II limits we have just rolled out a new version of K3 limits. LOOK BELOW FOR FREE ACCESS TO ATLAS: Our Cloud REST API with Spot Starts, Complete Limits Info, Open Interest. We

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Position Limits

BroadPeak at ETOT and FIA

The first week of November 2015 is a busy one for BroadPeak. We will be at the Energy Trading Operations & Technology Summit in London and the FIA Futures & Options Expo in Chicago. ETOT – Come and see us at our stand in the main exhibition room and make sure to attend the session

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Dodd Frank, EMIR, Events, MiFID II, Position Limits, REMIT, Trade Surveillance

Aaaaand We Have REMIT Liftoff

There’s a real sense of exhaustion… REMIT is turning out to be like a second kid after EMIR reporting. The first one, you go around all paranoid, making your house all safe. The second? Well, the kid’s just got to learn the hard way not to stick their finger in the wall socket. That’s what

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ETRM, Position Limits, Trade Surveillance

row of old-fashioned washing machines and dryers

Wash Trades | Your Questions Answered

We’ve been getting a TON of questions about our Wash Trade blog post. What do you mean when you say my traders are trading as the FCM? Let’s Say my company is ABC Energy. I have 100 Traders and an FCM called FCMBANK. When my traders execute trades via a trading platform like TT or

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Position Limits, Trade Surveillance