JPM Fined $800K for Surveillance Failure
Surveillance is a dilemma. Busy? Yea, us too. It’s been a crazy couple of months. Besides MiFID II projects, BroadPeak is rolling out a whole bunch of new stuff at the end of summer! More on that in a bit… JP Morgan got fined $800,000 for trade surveillance failures. There’s some commentary HERE and the […]
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