The Good Sheperd of Compliance Data Post the financial crisis of 2008, financial firms that trade directly with other firms (as opposed to a listed exchange/marketplace) are subject to an ever-increasing number of regulatory requirements. Think Dodd-Frank, EMIR, REMIT, MiFID II, and their analogues in each regional jurisdiction around the globe. While some of these […]
The Good Shepherd of Compliance Data Read More »
BroadPeak at ETOT, London and FIA in Chicago The first week of November 2015 is a busy one for BroadPeak. We will be at the Energy Trading Operations & Technology Summit in London and the FIA Futures & Options Expo in Chicago. ETOT – Come and see us at our stand in the main exhibition
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We’ve got multiple EMIR reporting implementations going on right now and its worth commenting on the current state of EMIR trade reporting. After having done a ton of Dodd-Frank reporting implementations, I can tell you that EMIR is turning out to be a bigger headache. Anyone care to put out an over/under on the Feb
EMIR, It Ain’t Pretty Read More »
ICE and CME approved as TR’s in the EU For three weeks commodities participants were left in the cold (see previous post). Today, ESMA has closed that gap and officially approved the remaining two applicants, ICE Trade Vault and CME. With everyone running to hit the February 12th deadline, Commodities participants were left in a
ICE and CME approved as TR’s in the EU Read More »
EMIR TR Approvals – Two Big Omissions In case you did not already know, last week the European regulatory authority ESMA (European Securities and Markets Authority) approved 4 of the 6 applicants as official Trade Repositories (TR’s) for derivatives trade reporting under EMIR regulations. We do expect the remaining two to be approved shortly…more on
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EMIR OTC Trade Reporting Officially Delayed Until February 2014 Keep your betting pools going on the EMIR Trade Reporting deadline. EMIR has officially moved the reporting deadline from Jan 1st 2014 to February 12th 2014 due to delays in approving official Trade Repositories (TR). Apparently some of the TR’s didn’t fill in their applications correctly.
EMIR OTC Trade Reporting Officially Delayed Until February 2014 Read More »
StandardiZation, StandardiSation. Why can’t we all just agree??? With the Dodd-Frank SDR reporting inching slow ahead to full steam in the US, how have we fared thus far? Truthfully? Not so well! Why? Well one does not need to go any further than to take a peek at what’s on the CFTC’s mind. And what
SDR/TR | Standardi (Z or S) ation Read More »
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