On October 4 BroadPeak and Katten will be running a position limit training session. This session is designed for all firms impacted by MiFID II Position Limits (i.e., anyone who trades commodity derivatives on an EU trading venue or economically equivalent over-the- counter product).
More details and registration link here.
Webinar Presented by EPAM & BroadPeak “Revolutionizing Financial & Regulatory Compliance Reconciliation: Introducing ‘K3 Reconciliation’” Join EPAM and BroadPeak for
In today’s rapidly evolving regulatory landscape, many asset managers struggle keeping track of their compliance status. With regulations and trading
Pragmatic Commodity Surveillance in Unprecedented Times: Online Panel Discussion and Webinar Watch the replay of our recent Webinar moderated by
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